Registered Client Service Associate
Company: Ameriprise Financial, Inc
Posted on: May 3, 2021
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Ameriprise Financial, Inc.
in Roseville, CA, United States
Permanent, Full time
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Registered Client Service Associate Job Description
Assigned to the employee advisor or branch, utilize the client
relationship model & turnkey tools to assist advisors in servicing
clients by gathering & analyzing client data, help prepare
financial plans, work with clients, process transactions & trades
for clients & other practice management tasks as needed. Provide
general administrative/reception/operations support as needed in
Assist advisor in servicing clients including preparing financial
plans, conducting investment research and completing trades and
Prepare and summarize client meetings by scheduling and confirming
meetings, enter data into contact manager, create the agenda and
summary of meetings, escort clients to advisor and provide
Prepare and ensure new business paperwork successfully submitted
which includes preparing forms, obtain appropriate signatures,
prepare documentation to send to home office, track new insurance
applications and coordinate rollovers.
Prepare for and coordinate marketing events which includes creating
marketing compliance documentation and managing event marketing
Provide general administrative duties such as answering the
advisors phone, processing expense management reports, prepare
routine client correspondence, support for closes, set up of client
files, copy and new business correspondence and alerts.
Bachelor's degree or equivalent
3 - 5 years Relevant Experience Required
Series 7 or ability to obtain within 150 days
State securities agent registration (S63 or S66) or ability to
obtain within 150 days
State IAR registration (S65 or S66) or ability to obtain within 150
Life, Accident, and Health licenses & Variable Contracts or ability
to obtain within 150 days
Experience working in a client service environment.
Detail orientated, strong math, and analytical skills. Good
organization and time management skills.
Able to manage multiple priorities and prioritizes effectively.
Able to independently work with minimal supervision.
Able to communicate with all levels within the organization.
Process oriented and can work with a team.
Strong computer and software skills.
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Keywords: Ameriprise Financial, Inc, Roseville , Registered Client Service Associate, Other , Roseville, California
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